Unclaimed
Benjamin Fraser Halperin is a financial advisor registered with Natixis Securities Americas LLC. Benjamin has been in the securities industry since February 1, 2016. Benjamin has a broad range of experience, holding licenses to conduct investment banking activities, as well as Series 7 and Series 63 licenses. Benjamin is registered with the Securities Industry and Financial Markets Association (FINRA) and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/30/2019 - Present
Natixis Securities Americas LLC (NEW YORK NY)
TX
01/04/2016 - 09/30/2019
HSBC SECURITIES (USA) INC. (HOUSTON TX)
BC
Issued 03/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/04/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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