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Benjamin Franklin Adams

Empower Financial Services, Inc.

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About Benjamin Franklin Adams

Benjamin Franklin Adams is a financial advisor with Empower Financial Services, Inc. in Overland Park, Kansas. Benjamin is also registered with the state of Missouri. Benjamin has been in the financial services industry since October 10, 2002. Benjamin is a Series 7, Series 63, and Series 66 licensed professional. In addition to his Series licenses, Benjamin has the Securities Industry Essentials Exam (SIE). Benjamin has previous experience with Waddell & Reed, Pershing Advisor Solutions LLC, Empire Financial Group, Inc., TD Waterhouse Investor Services, Inc., and Charles Schwab & Co., Inc..

Firm Information

Benjamin Adams is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Adams’s Registration & Firm History

KS

03/28/2022 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

KS

01/05/2018 - 11/12/2020

WADDELL & REED (OVERLAND PARK KS)

FL

09/11/2007 - 09/22/2017

PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)

FL

01/30/2006 - 08/28/2007

EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)

FL

10/20/2005 - 01/24/2006

TD WATERHOUSE INVESTOR SERVICES, INC. (ORLANDO FL)

TX

11/05/1999 - 07/27/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 07/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Franklin Adams.
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