Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Frankland is a financial professional with over 20 years of experience in the industry. Benjamin is currently registered with Raymond James & Associates, Inc. and has a wide range of experience serving individuals, families, businesses and institutions. Benjamin holds several licenses and designations, including Series 7, Series 9, Series 10, Series 63 and Series 99TO. Benjamin also holds multiple state licenses, demonstrating a commitment to serving clients across the country. Benjamin's previous experience includes a role with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/01/2021 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
05/02/2001 - 07/30/2020
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BC
Issued 07/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/23/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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