Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Ford Pierce is a financial advisor with over 16 years of experience in the financial industry. Benjamin is currently registered with Charles Schwab & CO., Inc. and TD Ameritrade Clearing, Inc. Benjamin is a licensed investment advisor and holds Series 4, 6, 7, 24, and 63 licenses. Previous employers of Benjamin include TD Ameritrade, Inc., Scottrade, Inc., Waddell & Reed, Inc., and GWN Securities Inc. Benjamin's expertise includes financial planning, selection of other advisors, and providing investment advice to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
03/30/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
09/17/2021 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
MO
11/08/2017 - 09/10/2018
SCOTTRADE, INC. (ST. LOUIS MO)
NE
11/09/2009 - 03/05/2012
TD AMERITRADE, INC. (OMAHA NE)
NE
01/02/2008 - 10/06/2009
WADDELL & REED, INC. (OMAHA NE)
NE
04/19/2007 - 10/26/2007
GWN SECURITIES INC. (OMAHA NE)
IA
Issued 03/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2021
Series 4 - Registered Options Principal Examination
BC
Issued 03/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Benjamin Pierce is the right advisor for you? Invested Better is here to help.
