Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Fabian Broussard is a financial advisor with Northwestern Mutual Investment Services, LLC. Benjamin is based in Lafayette, Louisiana, and has been a registered representative since 2013. Prior to joining Northwestern Mutual Investment Services, LLC, Benjamin worked at Hancock Whitney Investment Services Inc. and J.P. Morgan Securities LLC. Benjamin holds the Series 6, Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
LA
01/24/2023 - Present
Northwestern Mutual Investment Services, LLC (LAFAYETTE LA)
LA
08/19/2019 - 02/09/2021
HANCOCK WHITNEY INVESTMENT SERVICES INC. (LAFAYETTE LA)
LA
08/12/2016 - 11/29/2017
J.P. MORGAN SECURITIES LLC (LAFAYETTE LA)
LA
04/22/2013 - 06/05/2014
J.P. MORGAN SECURITIES LLC (SCOTT LA)
BC
Issued 02/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/29/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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