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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Eytan Stern is a financial professional with over 30 years of experience in the industry. Benjamin has been with Stifel, Nicolaus & Company, Inc. since 2014, bringing a wealth of experience from E.J. DE LA ROSA & CO., INC. where he worked from 1991 until 2014. Benjamin has a broad range of licenses and qualifications, including the Series 7, 24, 52TO, 53, 55, 57TO, 79TO, 99TO, and the SIE. His practice focuses on a variety of investment strategies and financial planning services for a range of clients, including individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/21/2014 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
01/01/1991 - 06/25/2014
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
BC
Issued 06/13/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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