Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Ethan Wooten is a financial advisor registered with Citigroup Global Markets Inc. BenJamin has been in the industry since February 10, 2020. The advisor holds licenses Series 7TO, Series 66, Series 9, and Series 10. Benjamin is registered in 53 states for broker-dealer activities and 2 states for investment advisor activities. Prior to joining Citigroup Global Markets Inc., Benjamin was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from 10/29/2019 to 11/16/2021. The advisor works at both the Jacksonville, Florida and the New York, New York branch offices of Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/30/2023 - Present
Citigroup Global Markets Inc. (Jacksonville FL)
FL
10/29/2019 - 11/16/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 12/2/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 8/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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