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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Elie Aslan is a financial advisor with over 20 years of experience in the industry. Benjamin currently works at Morgan Stanley and is licensed in several states including California, Hawaii, Massachusetts, Missouri, Nevada, New York, Oregon, Pennsylvania, and Washington. Benjamin's previous experience includes roles at UBS Financial Services Inc., Citigroup Global Markets Inc., CitiCorp Investment Services, WM Financial Services, Inc., UBS PaineWebber Inc., Dean Witter Reynolds Inc., and Waddell & Reed, Inc.. Benjamin has a strong background in investment management and financial planning, and is dedicated to providing clients with personalized advice to help them achieve their financial goals. Benjamin specializes in working with a range of clients including individuals, high-net-worth individuals, families, businesses, corporations, pension and profit-sharing plans, insurance companies, investment companies, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/05/2020 - Present
Morgan Stanley (LOS GATOS CA)
CA
02/02/2012 - 06/16/2020
UBS FINANCIAL SERVICES INC. (LOS GATOS CA)
CA
05/29/2007 - 02/14/2012
CITIGROUP GLOBAL MARKETS INC. (LOS ALTOS CA)
CA
07/20/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ALTOS CA)
CA
02/06/2002 - 07/15/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NJ
07/01/1999 - 08/31/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/08/1998 - 06/30/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
KS
10/08/1997 - 04/14/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 04/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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