Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Mogil is a securities professional with over a decade of experience in the financial services industry. Benjamin is currently registered with Finalis Securities LLC and holds a Series 7, Series 63, Series 82TO, Series 86 and Series 87 licenses. Benjamin is a member of FINRA and holds active registrations in California and Florida. Previously, Benjamin has held positions at STIFEL, NICOLAUS & COMPANY, INCORPORATED and THOMAS WEISEL PARTNERS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2022 - Present
Finalis Securities LLC (New York NY)
NA
07/10/2010 - 03/09/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (TORONTO )
NA
02/15/2008 - 07/19/2010
THOMAS WEISEL PARTNERS LLC (TORONTO, ONTARIO )
NA
01/01/2008 - 02/14/2008
THOMAS WEISEL PARTNERS (USA) INC. (TORONTO, ONTARIO )
BC
Issued 08/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 02/13/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/01/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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