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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Edward Hopps is a registered investment advisor representative with Morgan Stanley, having joined the firm in June 2009. Benjamin has been in the financial services industry since January 2003. Prior to joining Morgan Stanley, Benjamin worked for MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. Benjamin holds a Series 63, Series 65, Series 7, and Series 31 securities licenses, as well as a SIE license. Benjamin has a broad range of experience working with individuals, high-net-worth individuals, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, corporations and other businesses, banking or thrift institutions, and state or municipal government entities. Benjamin specializes in a range of financial services including investment advisory services, financial planning, portfolio management for individuals, portfolio management for investment companies, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Morgan Stanley (OXNARD CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OXNARD CA)
CA
01/13/2003 - 04/02/2007
MORGAN STANLEY DW INC. (OXNARD CA)
IA
Issued 02/03/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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