Unclaimed
Benjamin Audley is an investment advisor representative, currently registered with Hightower Advisors, LLC in Illinois. Benjamin has been in the industry since September 2018. Prior to joining Hightower Advisors, LLC, Benjamin was employed by Mesirow Financial, Inc. in Illinois. Benjamin has passed the Uniform Combined State Law Examination (Series 66), the Securities Industry Essentials Examination (SIE), and the General Securities Representative Examination (Series 7). Benjamin has specializations in Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
04/12/2021 - Present
Hightower Advisors, LLC (CHICAGO IL)
IL
04/12/2021 - 12/31/2023
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
IL
09/12/2018 - 04/01/2021
MESIROW FINANCIAL, INC. (HIGHLAND PARK IL)
BOTH
Issued 10/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2018
Series 7 - General Securities Representative Examination
Active
Inactive
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