Unclaimed
Benjamin Earl Volden is a financial professional with over 8 years of experience in the industry. Benjamin is currently registered with Piper Sandler & Co. and is located in Minneapolis, MN. Prior to joining Piper Sandler & Co., Benjamin worked at BMO Capital Markets Corp. and Houlihan Lokey Capital, Inc. Benjamin holds the Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
09/08/2021 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
05/17/2019 - 09/16/2021
BMO CAPITAL MARKETS CORP. (Minneapolis MN)
MN
08/08/2015 - 10/27/2017
HOULIHAN LOKEY CAPITAL, INC. (MINNEAPOLIS MN)
BC
Issued 08/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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