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Benjamin E Gohman

Scotia Capital (usa) Inc.

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About Benjamin E Gohman

Benjamin Gohman is an experienced financial professional with a proven track record in the industry since 2005. Benjamin is currently registered with Scotia Capital (usa) Inc. Prior to joining Scotia Capital (usa) Inc., Benjamin was registered with Credit Suisse Securities (USA) LLC and RBC Capital Markets Corporation. Benjamin holds Series 7, Series 63, Series 24, and Series 79TO licenses and has a comprehensive understanding of the financial markets.

Firm Information

Benjamin Gohman is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Gohman’s Registration & Firm History

NY

11/06/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

03/06/2006 - 12/05/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

01/01/2005 - 02/10/2006

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2024

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin E Gohman.
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