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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Dwayne Smith is an investment advisor representative at Wells Fargo Advisors Financial Network, LLC. Benjamin Dwayne Smith has been working in the financial industry since March 2021. Benjamin Dwayne Smith's current registrations include the Series 66 exam and the Series 7TO exam. Benjamin Dwayne Smith works in both Illinois and South Carolina. Benjamin Dwayne Smith offers investment advice to a variety of clients, including individuals, businesses, and charitable organizations. Benjamin Dwayne Smith is committed to providing high-quality financial services to clients in a professional and ethical manner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
03/06/2024 - Present
Wells Fargo Advisors Financial Network, LLC (PEORIA IL)
SC
03/08/2021 - 11/21/2022
FIRST COMMAND BROKERAGE SERVICES, INC. (BEAUFORT SC)
BOTH
Issued 03/31/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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