Unclaimed
Benjamin Durham is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the financial industry for over 2 years. Benjamin has licenses in New York and Texas. Benjamin has also been registered with MML Investors Services, LLC and Equitable Advisors, LLC in the past. Benjamin is affiliated with Lenox Advisors Inc, an outside insurance firm, as a Relationship Manager. Benjamin has specializations in Fixed Annuities, Life Insurance, Long-Term Care Insurance, Mutual Funds, and Variable Annuities. Benjamin has a Series 66, Series 7, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/07/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/07/2021 - 02/08/2022
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
03/12/2020 - 09/27/2021
EQUITABLE ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 12/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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