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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Duggan is a financial advisor with Empower Advisory Group, LLC, specializing in providing financial planning and portfolio management services. Benjamin has been active in the industry since 2015. Benjamin is registered in 45 states and has a Series 7, Series 6, Series 63, and Series 66 license. Benjamin has a strong track record of success in helping clients achieve their financial goals, and is committed to providing personalized service to each of his clients. Prior to Empower Advisory Group, LLC, Benjamin worked at Key Investment Services LLC and MSI Financial Services, Inc. Benjamin is dedicated to providing comprehensive and personalized financial planning services to his clients. He is also committed to keeping abreast of the latest developments in the financial industry, and is always looking for ways to improve his knowledge and skills.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/09/2024 - Present
Empower Advisory Group, LLC (Escondido CA)
NY
12/07/2016 - 06/02/2021
KEY INVESTMENT SERVICES LLC (DEPEW NY)
CO
12/11/2015 - 09/21/2016
MSI FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NY
09/02/2011 - 08/01/2013
MID ATLANTIC CAPITAL CORPORATION (BUFFALO NY)
NY
02/04/2010 - 03/10/2011
WALL STREET FINANCIAL GROUP, INC. (CHEEKTOWAGA NY)
BOTH
Issued 05/28/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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