Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Dubois is a financial advisor who is currently registered with Moelis & Co. LLC in Houston, Texas. Benjamin has worked in the financial services industry since June 23, 2016. Prior to joining Moelis & Co. LLC, Benjamin was employed by Guggenheim Securities, LLC and Citigroup Global Markets Inc. Benjamin holds the Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/31/2024 - Present
Moelis & Co. LLC (HOUSTON TX)
TX
09/20/2022 - 02/06/2024
GUGGENHEIM SECURITIES, LLC (Houston TX)
TX
06/09/2021 - 08/23/2022
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
12/07/2015 - 12/17/2020
BMO CAPITAL MARKETS CORP. (HOUSTON TX)
BC
Issued 06/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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