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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Douglas Sumner is a financial advisor with over 4 years of experience in the financial services industry. Benjamin Sumner is currently registered as a Registered Representative in New Hampshire and Texas, and an Investment Advisor Representative in New Hampshire and Texas. Benjamin Sumner is affiliated with Fidelity Personal and Workplace Advisors. Benjamin Sumner has earned Series 7, Series 66, Series 9 and Series 10 licenses and the SIE exam, and has been registered with the Securities and Exchange Commission (SEC) since August 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NH
10/01/2019 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
BOTH
Issued 08/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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