Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Douglas Hadley is a financial advisor with LPL Financial LLC in Winston-Salem, North Carolina. Benjamin has been a registered representative since 2016. Benjamin has experience with various financial products and services. Previous employers include Raymond James & Associates, Inc., AXA Advisors, LLC, and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/12/2021 - Present
LPL Financial LLC (WINSTON SALEM NC)
NC
08/01/2018 - 04/05/2021
RAYMOND JAMES & ASSOCIATES, INC. (CHAPEL HILL NC)
NC
11/15/2017 - 03/08/2018
AXA ADVISORS, LLC (RALEIGH NC)
NC
08/18/2016 - 08/23/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RALEIGH NC)
BOTH
Issued 12/06/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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