Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Dolan O'Connor is an Investment Advisor Representative with F.L. Putnam Investment Management Company. Benjamin Dolan O'Connor is registered with the state of Maine. Benjamin Dolan O'Connor has been in the financial industry since 2012. Benjamin Dolan O'Connor has experience with UBS Securities LLC, UBS Financial Services Inc., Jefferies LLC, J.P. Morgan Securities LLC, Barclays Capital Inc. and HFP Capital Markets LLC. Benjamin Dolan O'Connor holds the following licenses: Series 63, Series 65, Series 66, Series 7 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio monitoring and consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Assets under advisement
1
2
ME
04/26/2022 - Present
F L Putnam Investment Management Co. (PORTLAND ME)
MA
10/09/2020 - 04/04/2022
UBS SECURITIES LLC (BOSTON MA)
MA
11/08/2017 - 04/04/2022
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
07/08/2016 - 11/09/2017
JEFFERIES LLC (BOSTON MA)
MA
06/04/2014 - 08/01/2016
J.P. MORGAN SECURITIES LLC (BOSTON MA)
NY
06/24/2013 - 06/05/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/17/2012 - 05/07/2013
HFP CAPITAL MARKETS LLC (NEW YORK NY)
BOTH
Issued 04/25/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/26/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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