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Benjamin Dennis

Ladenburg Thalmann Asset Management Inc.

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About Benjamin Dennis

Benjamin Dennis is a financial advisor registered with Ladenburg Thalmann Asset Management Inc. Benjamin has been in the financial services industry since 2013. Benjamin holds the Series 7TO and SIE licenses. Benjamin has a Chartered Financial Analyst designation. Benjamin is registered with the state of New York and works out of the New York, NY office. Benjamin has experience working with a variety of clients including individuals, high-net-worth individuals, corporations, charitable organizations, pooled investment vehicles, investment companies and pension and profit-sharing plans.

Firm Information

Benjamin Dennis is currently registered with Ladenburg Thalmann Asset Management Inc.. Ladenburg Thalmann Asset Management Inc. is an investment advisor headquartered in NEW YORK, NY. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They also provide model recommendations to other RIAs. The firm has approximately $4.3 billion in regulatory assets under management.
Ladenburg Thalmann Asset Management Inc.

640 FIFTH AVENUE

NEW YORK, NY 10019

$4.32B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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provide model recommendations to other rias

Provide model recommendations to other rias

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Benjamin Dennis’s Registration & Firm History

NY

09/28/2023 - Present

Ladenburg Thalmann Asset Management Inc. (New York NY)

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Licenses & Designations

BC

Issued 07/03/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/06/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Dennis.
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