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Benjamin Davis Prescott

B. Riley Wealth Advisors, Inc.

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About Benjamin Davis Prescott

Benjamin Davis Prescott is an Investment Advisor Representative (IAR) with B. Riley Wealth Advisors, Inc. based in Tampa, Florida. Benjamin has been working in the securities industry since 2008 and has been registered with the state of Florida since 2020. Previously, Benjamin was affiliated with National Securities Corporation in Tampa, Florida and AXA Advisors, LLC in Spring Hill, Florida. Benjamin is licensed to offer financial planning and portfolio management services to individuals, businesses, and retirement plans. Benjamin has been recognized with the Certified Financial Planner designation.

Firm Information

Benjamin Prescott is currently registered with B. Riley Wealth Advisors, Inc.. B. Riley Wealth Advisors, Inc. is a financial advisory firm with approximately $7.64 billion in regulatory assets under management. The firm offers financial planning, pension consulting, and educational seminars, and it provides portfolio management for individuals, businesses, and other investment advisers. The firm serves a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
B. Riley Wealth Advisors, Inc.

40 S. MAIN ST.

MEMPHIS, TN 38103

$7.65B

Assets Under Management

40

Total Clients

338

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Benjamin Prescott’s Registration & Firm History

FL

01/23/2020 - Present

B. Riley Wealth Advisors, Inc. (Tampa FL)

FL

01/21/2020 - 07/22/2022

NATIONAL SECURITIES CORPORATION (TAMPA FL)

FL

08/05/2008 - 01/28/2020

AXA ADVISORS, LLC (SPRING HILL FL)

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Licenses & Designations

BOTH

Issued 09/02/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Benjamin Davis Prescott. Review regulatory record here.
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