Unclaimed
Benjamin David McCulloch is a financial advisor with XMS Capital Partners, LLC. Benjamin has been in the financial industry since August 5, 2016. Benjamin has a Series 7, Series 66, and Series 63. Benjamin has been with XMS Capital Partners, LLC since January 31, 2020. Previously, Benjamin was with First Trust Portfolios L.P., Comerica Securities, and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/23/2023 - Present
XMS Capital Partners, LLC (CHICAGO IL)
IL
01/31/2020 - 02/24/2023
XMS CAPITAL PARTNERS, LLC (Chicago IL)
IL
01/09/2013 - 01/02/2015
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
MI
08/29/2007 - 04/28/2008
COMERICA SECURITIES (DETROIT MI)
CT
07/25/2006 - 08/20/2007
EDWARD JONES (NEW LONDON CT)
BOTH
Issued 04/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/10/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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