Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Klieve is a financial advisor with Lake Street Capital Markets, LLC. Benjamin is a Series 7, 6, 63, 86, 87 and SIE licensed professional. Benjamin has been in the industry for 10 years and has a strong background in research, analysis, and securities trading. Benjamin has previously held positions at Noble Capital Markets, Inc. and National Securities Corporation. Benjamin has a strong reputation in the industry and is known for his commitment to providing his clients with personalized advice and exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
03/05/2021 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
FL
10/15/2018 - 03/01/2021
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
06/01/2016 - 10/19/2018
NOBLE CAPITAL MARKETS, INC. (BOCA RATON FL)
CO
05/03/2007 - 09/08/2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 08/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 12/12/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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