Unclaimed
Benjamin Humbert is a financial advisor with LPL Financial LLC, where he has been working since April 2021. Benjamin has a Series 7TO, SIE, and Series 66 license and holds registrations in Indiana, Kentucky, and Ohio. Prior to joining LPL Financial LLC, Benjamin was a server for Matt The Millers Tavern and Brio Tuscan Grille. Benjamin also worked as a server for Marion's Piazza. Benjamin has been working in the financial services industry since September 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
03/16/2022 - Present
LPL Financial LLC (WEST CHESTER OH)
BOTH
Issued 03/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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