Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin David Herman is a securities professional with over 20 years of experience in the financial industry. Benjamin Herman is currently registered with ING Financial Markets LLC in New York, NY. Benjamin David Herman has been registered as a securities professional since 2002. Previously, Benjamin Herman was employed by Lehman Brothers Inc. in New York, NY. Benjamin David Herman holds FINRA Series 7, Series 63, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/22/2024 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
09/26/2002 - 03/18/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/01/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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