Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin David Bauer is a financial advisor in Newtown Square, PA. Benjamin has been working in the financial services industry since June 2021 and is registered with MML Investors Services, LLC. Benjamin has passed the Series 63, Series 65 and Series 6TO exams and holds a SIE certification. In addition to his work as a financial advisor, Benjamin is also a hockey coach for a youth hockey club. Benjamin is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
12/16/2022 - Present
MML Investors Services, LLC (NEWTOWN SQUARE PA)
IA
Issued 11/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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