Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Smith is a financial advisor with TD Securities (usa) LLC. Benjamin has been in the industry for a short time, having started his career in September 2023. Benjamin is registered with the state of New York and has passed the Series 63, Series 86, Series 87, and Series 7TO exams. Previously, Benjamin worked with Cowen and Company from September 2023 to April 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
09/05/2023 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 12/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/04/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Benjamin Smith is the right advisor for you? Invested Better is here to help.
