Unclaimed
Benjamin Daniel Whiting is a financial advisor with PNC Capital Markets LLC in Cleveland, OH. He has been in the industry since 2005 and has a Series 7, Series 63, Series 52TO, and Series 79TO license. He is registered to offer investment advisory services in Ohio and Pennsylvania. Previously, Benjamin Daniel Whiting was employed by KeyBanc Capital Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/15/2017 - Present
PNC Capital Markets LLC (CLEVELAND OH)
OH
03/31/2005 - 05/02/2017
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
BC
Issued 11/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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