Unclaimed
Benjamin Daniel Bartel has been in the financial services industry since December 24, 1999. Benjamin currently works for Mutual of America Securities LLC, a firm located in Bloomington, MN. Benjamin has a Series 6, 63, 26, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
04/01/2005 - Present
Mutual OF America Securities LLC (BLOOMINGTON MN)
AZ
04/01/2005 - 11/16/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PHOENIX AZ)
NJ
05/11/2000 - 12/09/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
08/06/1997 - 04/12/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
08/06/1997 - 04/12/2000
C.R.I. SECURITIES, INC. (ST. PAUL MN)
BC
Issued 04/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/28/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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