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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Halpern is an investment advisor representative with Empower Advisory Group, LLC, based in Greenwood Village, CO. Benjamin Halpern has been in the industry since May 27, 2001. Before joining Empower Advisory Group, LLC, Benjamin worked for TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC in Waltham, MA, LPL FINANCIAL LLC in Wellesley, MA, BANCNORTH INVESTMENT GROUP, INC. in Framingham, MA, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. in Smithfield, RI, STATE STREET GLOBAL MARKETS, LLC in Boston, MA, and PUTNAM MUTUAL FUNDS CORP. in Boston, MA. Benjamin Halpern holds the following licenses: Series 6, Series 7, Series 63, Series 65, and Series 53. Benjamin Halpern is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/21/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
07/12/2013 - 04/23/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (WALTHAM MA)
MA
09/21/2009 - 07/08/2013
LPL FINANCIAL LLC (WELLESLEY MA)
MA
10/30/2007 - 09/03/2009
BANCNORTH INVESTMENT GROUP, INC. (FRAMINGHAM MA)
RI
01/20/2005 - 11/02/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
09/24/1998 - 11/01/2004
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
12/23/1996 - 02/11/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 06/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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