Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin D. Nicol is a financial advisor associated with Raymond James Financial Services Advisors, Inc. based in Memphis, Tennessee. Benjamin has been working in the financial industry since 2008 and has earned Series 66, SIE and Series 7 licenses. Benjamin provides services including financial planning, pension consulting, educational seminars and portfolio management. Prior to joining Raymond James Financial Services Advisors, Inc., Benjamin was associated with FIRST HORIZON ADVISORS, INC. and SUNTRUST INVESTMENT SERVICES, INC. Benjamin has worked with a wide range of clients including individuals, high net worth individuals, pension and profit sharing plans, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
08/31/2022 - Present
Raymond James Financial Services Advisors, Inc. (Memphis TN)
TN
12/07/2010 - 08/12/2022
FIRST HORIZON ADVISORS, INC. (MEMPHIS TN)
TN
12/18/2008 - 12/07/2010
SUNTRUST INVESTMENT SERVICES, INC. (MEMPHIS TN)
BOTH
Issued 03/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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