Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin D. Gurney is a financial professional with over 12 years of experience in the financial services industry. Benjamin D. Gurney is currently a Registered Representative with J.p. Morgan Securities LLC, and previously worked at CHARLES SCHWAB & CO., INC. and TD AMERITRADE, INC.. Benjamin D. Gurney holds licenses for Series 3, 4, 7, 24, 34, 52TO and 63 exams. Benjamin D. Gurney is registered to conduct business in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
IL
03/14/2024 - Present
J.p. Morgan Securities LLC (Wilmette IL)
IL
01/19/2021 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Chicago IL)
IL
11/05/2011 - 01/21/2021
TD AMERITRADE, INC. (CHICAGO IL)
BC
Issued 12/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/05/2013
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2018
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/23/2017
Series 3 - National Commodity Futures Examination
BC
Issued 11/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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