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Benjamin D Gantt

Northwestern Mutual Investment Services, LLC

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About Benjamin D Gantt

Benjamin D. Gantt is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Benjamin has been in the industry since February 2005 and has a diverse set of licenses and registrations including Series 6, 7, 26, 63, and 65. Benjamin is registered to offer investment advice and products in 29 states including Alabama, Arizona, California, Colorado, Florida, Georgia, Hawaii, Illinois, Indiana, Kansas, Louisiana, Maryland, Michigan, Mississippi, Missouri, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and West Virginia. In addition to working with Northwestern Mutual Investment Services, LLC, Benjamin also owns and operates a commercial building through 2450 Tim Gamble Place, LLC and a business entity, Goat Mindset, LLC, which is used for business and investment-related purposes.

Firm Information

Benjamin Gantt is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Benjamin Gantt’s Registration & Firm History

FL

04/03/2014 - Present

Northwestern Mutual Investment Services, LLC (TALLAHASSEE FL)

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Licenses & Designations

IA

Issued 04/01/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2016

Series 7 - General Securities Representative Examination

BC

Issued 02/15/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Benjamin D Gantt. Review regulatory record here.
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