Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Curtis Rivet is a financial advisor with Concourse Financial Group Securities, Inc. based in Birmingham, AL. Benjamin has been in the industry since 2008 and holds the Series 6, Series 63 and SIE licenses. He has a wide range of experience, having previously worked at AIG Capital Services, Inc. and PRUCO Securities, LLC. Benjamin has a strong track record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
02/08/2021 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
NJ
12/21/2015 - 02/04/2021
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
12/23/2013 - 09/15/2015
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
01/03/2013 - 12/16/2013
PRUCO SECURITIES, LLC. (NEWARK NJ)
OH
07/11/2011 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (CINCINNATI OH)
OH
03/04/2005 - 12/16/2008
W&S BROKERAGE SERVICES, INC. (COLUMBUS OH)
BC
Issued 01/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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