Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Cunningham is a financial advisor who has been active in the industry since March 2004. Currently, Benjamin is registered with Arete Wealth Management, LLC and holds licenses in Series 7, Series 66 and SIE. Previously, Benjamin worked at several well-known firms including Blackrock Investments, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and UBS Financial Services Inc. Benjamin is licensed in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/03/2023 - Present
Arete Wealth Management, LLC (CHICAGO IL)
NJ
09/10/2010 - 06/09/2022
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
CA
06/01/2009 - 07/30/2010
MORGAN STANLEY SMITH BARNEY (SANTA MONICA CA)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
06/07/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/27/2003 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 06/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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