Unclaimed
Benjamin Coughlin is an active broker-dealer representative with National Financial Services LLC. Benjamin Coughlin's firm is based in Smithfield, RI. Benjamin Coughlin holds the Series 99TO and SIE exams and has been in the industry since February 2, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/03/2021 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
03/30/2022 - 07/25/2023
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 02/03/2021
Series 99TO - Operations Professional Examination
BC
Issued 02/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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