Unclaimed
Benjamin Ganley is a financial advisor with Northwestern Mutual Investment Services, LLC. He is a registered representative in 19 states. Benjamin has been in the financial services industry for over 10 years. He is experienced in providing investment advice, securities, and insurance products. Benjamin earned his Series 7, Series 6, Series 63, and Series 65 licenses and the SIE. Benjamin is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
07/23/2010 - Present
Northwestern Mutual Investment Services, LLC (ANNAPOLIS MD)
IA
Issued 11/18/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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