Unclaimed
Benjamin Cole Shelton is a securities professional who is currently registered with Mizuho Securities USA LLC. Benjamin has been in the industry for over 2 years and is licensed in all 50 states. Prior to joining Mizuho Securities USA LLC, Benjamin was employed by CREDIT SUISSE SECURITIES (USA) LLC. Benjamin holds the Series 63, Series 7TO, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/07/2022 - 04/24/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 05/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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