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Benjamin Chiu-fung Lau

Apriem Advisors

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About Benjamin Chiu-fung Lau

Benjamin Chiu-fung Lau is a financial advisor with Apriem Advisors, located in Irvine, CA. Benjamin has been in the industry since 1999. Benjamin is registered with the state of California and has a Series 7 and Series 66 license. Benjamin is also a Chartered Financial Analyst (CFA). Benjamin has experience working with high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Benjamin specializes in providing financial planning, portfolio management, and educational seminars. Benjamin is a member of the Board of Directors for the CFA Society of Orange County and Chairman of the Investment Committee.

Firm Information

Benjamin Lau is currently registered with Apriem Advisors. Apriem Advisors is an investment advisor based in Irvine, California with approximately $1 billion in assets under management. The firm provides financial planning, pension consulting, and educational seminars to individuals, families, and charitable organizations. Apriem Advisors also offers portfolio management services for individuals and has a total of 2,467 accounts.
Apriem Advisors

19200 VON KARMAN AVENUE

IRVINE, CA 92612

$1.05B

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Benjamin Lau’s Registration & Firm History

CA

11/26/2002 - Present

Apriem Advisors (IRVINE CA)

CA

03/06/2003 - 11/19/2009

DOLPHIN SECURITIES, INC. (IRVINE CA)

IA

06/27/2002 - 03/03/2003

CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)

RI

03/24/1999 - 03/25/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 05/15/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Benjamin Chiu-fung Lau.
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