Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Chiang is a financial advisor with over 13 years of experience in the financial services industry. Benjamin is currently registered with LPL Financial LLC and has been with them since October 2020. Prior to joining LPL Financial LLC, Benjamin was a financial advisor with Cetera Investment Services LLC for six years. Benjamin is licensed to sell securities in California and Texas. Benjamin is a Certified Financial Planner and has Series 6, 7, 31, and 66 licenses. Benjamin specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/21/2020 - Present
LPL Financial LLC (EL SEGUNDO CA)
CA
06/30/2014 - 10/21/2020
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
04/19/2012 - 07/09/2014
FIDELITY BROKERAGE SERVICES LLC (TORRANCE CA)
CA
10/14/2010 - 03/16/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LONG BEACH CA)
CA
06/14/2007 - 10/15/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
BOTH
Issued 11/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/30/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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