Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Cheung is a financial advisor who has been in the industry since 2001. Benjamin is currently registered with Citigroup Global Markets Inc. in both New Jersey and New York. Prior to joining Citigroup Global Markets Inc., Benjamin was employed by TD Ameritrade, Fidelity Brokerage Services LLC, Charles Schwab & Co., Inc. and Continental Broker-Dealer Corp. Benjamin Cheung holds the Series 63, Series 66, Series 7, Series 9, Series 10 and Series 4 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NJ
08/22/2014 - 11/11/2015
TD AMERITRADE, INC. (SHORT HILLS NJ)
NJ
11/26/2012 - 09/09/2014
FIDELITY BROKERAGE SERVICES LLC (WAYNE NJ)
NJ
07/11/2008 - 07/15/2011
CHARLES SCHWAB & CO., INC. (JERSEY CITY NJ)
NJ
01/04/1999 - 07/06/2007
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
09/21/1998 - 12/08/1998
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 01/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2006
Series 4 - Registered Options Principal Examination
BC
Issued 06/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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