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Benjamin Charles Rudy

Fidelity Brokerage Services LLC

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About Benjamin Charles Rudy

Benjamin Rudy is a registered representative with Fidelity Brokerage Services LLC. Benjamin has been in the securities industry since 2013. Benjamin has a Series 7, Series 9, Series 10 and Series 63 license. Benjamin is registered in Utah, Texas and Massachusetts.

Firm Information

Benjamin Rudy is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Rudy’s Registration & Firm History

UT

03/05/2013 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 03/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/04/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/03/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Charles Rudy.
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