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Benjamin Charles Haynor

Lake Street Capital Markets, LLC

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About Benjamin Charles Haynor

Benjamin Charles Haynor is an investment advisor with Lake Street Capital Markets, LLC. Benjamin has been working in the financial industry since 2006. Benjamin is currently registered as a broker in Puerto Rico. Benjamin is also licensed to sell securities in Minnesota. Benjamin holds several professional licenses including Series 7, Series 55, Series 86 and Series 87. Prior to joining Lake Street Capital Markets, LLC, Benjamin worked at A.G.P. / Alliance Global Partners, AEGIS CAPITAL CORP., FELTL & COMPANY, RBC CAPITAL MARKETS CORPORATION and RBC DAIN RAUSCHER INC.

Firm Information

Benjamin Haynor is currently registered with Lake Street Capital Markets, LLC. Lake Street Capital Markets, LLC is a Limited Liability Company formed in May 2012. The firm is registered with the Securities and Exchange Commission and is also registered in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Haynor’s Registration & Firm History

MN

05/21/2024 - Present

Lake Street Capital Markets, LLC (MINNEAPOLIS MN)

CT

03/27/2018 - 06/06/2024

A.G.P. / ALLIANCE GLOBAL PARTNERS (WESTPORT CT)

NY

05/05/2017 - 04/06/2018

AEGIS CAPITAL CORP. (NEW YORK NY)

MN

02/02/2011 - 04/27/2017

FELTL & COMPANY (PLYMOUTH MN)

NY

02/06/2004 - 12/02/2004

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

06/29/2000 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/01/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/22/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/01/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/05/2000

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Benjamin Charles Haynor.
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