Unclaimed
Benjamin Charles Haynor is an investment advisor with Lake Street Capital Markets, LLC. Benjamin has been working in the financial industry since 2006. Benjamin is currently registered as a broker in Puerto Rico. Benjamin is also licensed to sell securities in Minnesota. Benjamin holds several professional licenses including Series 7, Series 55, Series 86 and Series 87. Prior to joining Lake Street Capital Markets, LLC, Benjamin worked at A.G.P. / Alliance Global Partners, AEGIS CAPITAL CORP., FELTL & COMPANY, RBC CAPITAL MARKETS CORPORATION and RBC DAIN RAUSCHER INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/21/2024 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
CT
03/27/2018 - 06/06/2024
A.G.P. / ALLIANCE GLOBAL PARTNERS (WESTPORT CT)
NY
05/05/2017 - 04/06/2018
AEGIS CAPITAL CORP. (NEW YORK NY)
MN
02/02/2011 - 04/27/2017
FELTL & COMPANY (PLYMOUTH MN)
NY
02/06/2004 - 12/02/2004
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
06/29/2000 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 06/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/22/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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