Unclaimed
Benjamin Charles Etringer is a registered representative with Wells Fargo Securities, LLC in Charlotte, NC. Benjamin has passed the Series 79TO, SIE and the Uniform Securities Agent State Law Examination. Benjamin's professional career began on August 15, 2024 and currently Benjamin is associated with Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/15/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 01/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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