Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Cass is an active broker with over 15 years of experience in the securities industry. Benjamin Cass is currently registered with Canaccord Genuity LLC. Benjamin Cass has also been previously registered with CANACCORD GENUITY SECURITIES LLC and NATIXIS BLEICHROEDER LLC. Benjamin Cass is licensed to conduct business in the following states: California, Colorado, Connecticut, Florida, Massachusetts, Missouri, Nebraska, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/19/2012 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
03/17/2010 - 09/26/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
05/01/2008 - 03/17/2010
NATIXIS BLEICHROEDER LLC (NEW YORK NY)
BC
Issued 05/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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