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Benjamin Carlson

Mizuho Securities USA LLC

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About Benjamin Carlson

Benjamin Carlson is a financial advisor currently registered with Mizuho Securities USA LLC and CSP Securities, LP. Benjamin has a broad range of experience in the industry, having previously worked at Greenhill & Co., LLC, KKR Capital Markets LLC, and Credit Suisse Securities (USA) LLC. Benjamin holds a Series 7TO, Series 63 and SIE license and is currently registered in 52 states.

Firm Information

Benjamin Carlson is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Carlson’s Registration & Firm History

NY

03/15/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/20/2023 - 03/11/2024

GREENHILL & CO., LLC (NEW YORK NY)

NY

08/20/2020 - 11/21/2022

KKR CAPITAL MARKETS LLC (New York NY)

NY

04/16/2019 - 07/30/2020

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/17/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/22/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Benjamin Carlson.
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