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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Carl Tompkins is a financial advisor with over 17 years of experience in the financial services industry. Benjamin is registered with Osaic Wealth, Inc. in Wisconsin and Texas. Benjamin has experience working with individuals, families, businesses, pension plans, and charitable organizations. Benjamin specializes in developing personalized financial plans and portfolio management strategies to help clients reach their financial goals. Prior to joining Osaic Wealth, Inc., Benjamin was a financial advisor at Woodbury Financial Services, Inc. and Thrivent Investment Management Inc. Benjamin is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/19/2024 - Present
Osaic Wealth, Inc. (OSHKOSH WI)
WI
11/16/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OSHKOSH WI)
WI
04/19/2016 - 11/20/2018
REGULUS ADVISORS, LLC (Oshkosh WI)
WI
07/28/2006 - 04/25/2016
THRIVENT INVESTMENT MANAGEMENT INC. (OSHKOSH WI)
IA
Issued 12/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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