Unclaimed
Benjamin Burns Mackey is an active investment advisor representative with Ameriprise Financial Services, LLC. Benjamin Mackey has been in the industry since 2009. Benjamin Mackey is registered in 11 states and has a total of 10 state registrations. Benjamin Mackey has Series 63, 66 and 7 licenses along with the SIE. Prior to joining Ameriprise Financial Services, LLC, Benjamin Mackey was registered with PROTRADE SECURITIES, LLC, MBSC SECURITIES CORPORATION, FRANKLIN/TEMPLETON DISTRIBUTORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AXA ADVISORS, LLC, PERSHING LLC, and CSFBDIRECT, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
12/04/2017 - Present
Ameriprise Financial Services, LLC (OWENSBORO KY)
NY
06/07/2010 - 10/17/2011
PROTRADE SECURITIES, LLC (CARMEL NY)
NY
04/16/2007 - 02/04/2009
MBSC SECURITIES CORPORATION (NEW YORK NY)
FL
12/12/2005 - 02/07/2006
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
NY
07/08/2004 - 03/11/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/25/2003 - 12/04/2003
AXA ADVISORS, LLC (NEW YORK NY)
NJ
03/07/2001 - 07/14/2003
PERSHING LLC (JERSEY CITY NJ)
NJ
09/15/1999 - 01/22/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BOTH
Issued 09/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/19/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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