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Benjamin Bryce Nichols

Mutual OF America Securities LLC

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About Benjamin Bryce Nichols

Benjamin Bryce Nichols is a financial professional with over 14 years of experience in the financial services industry. Benjamin has held positions at a number of firms, including American Fidelity Securities, Inc., PRUCO Securities, LLC., and Mutual of America Securities LLC. Benjamin is currently registered with Mutual of America Securities LLC in Florida. Benjamin has a Series 6, Series 99TO, and SIE license and is qualified to provide investment advice in Florida.

Firm Information

Benjamin Nichols is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Nichols’s Registration & Firm History

FL

02/24/2023 - Present

Mutual OF America Securities LLC (TAMPA FL)

OK

02/13/2018 - 01/04/2022

AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)

FL

10/04/2016 - 10/23/2017

PRUCO SECURITIES, LLC. (TAMPA FL)

FL

06/24/2015 - 10/14/2016

PRINCIPAL SECURITIES, INC. (Tampa FL)

FL

01/16/2014 - 07/16/2015

VALIC FINANCIAL ADVISORS, INC. (TAMPA FL)

FL

05/24/2013 - 01/22/2014

PARK AVENUE SECURITIES LLC (TAMPA FL)

FL

08/30/2012 - 04/10/2013

HORNOR, TOWNSEND & KENT, INC. (TAMPA FL)

FL

10/23/2008 - 08/31/2012

METLIFE SECURITIES INC. (TAMPA FL)

GA

09/16/1998 - 12/31/1999

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 04/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Bryce Nichols.
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